INDUSTRY NEWS

Important Information for FINRA Firm Clients

As you may have noticed, FINRA recently released additional details regarding upcoming changes to their fingerprinting process.


Their announcement confirms that they have outsourced their back office system provider.

Your existing fingerprinting program with us will continue as it currently stands; there will be no change to your candidate or firm experience. We remain a FINRA Electronic Fingerprint Submission (EFS) provider and are currently included in their public vendor list.

BIG and Fieldprint are actively engaged with FINRA and their new provider to seamlessly adjust our workflow.

If you have any questions about your program and its structure please contact your Account Manager or Sales Executives (Matthew Braunbeck or Brian Ferguson).

Posted: July 27, 2021